IP Disclosure


Dew Wealth Management, LLC “(Dew“), an SEC-registered investment adviser located in Scottsdale, Arizona, is wholly owned by Dew Wealth Holdings, Inc, which in turn is wholly owned by the Dew Wealth Management Employee Stock Ownership Plan. Registration is not an endorsement of the firm or its representatives by securities regulators, nor is it an indication that the adviser has attained a particular level of skill or ability. Dew Wealth may only transact business in those states in which it is notice-filed, or qualifies for an exemption or exclusion from notice-filing requirements. Any direct communication with a client or prospective client of Dew Wealth shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the client or prospective client resides.

For information pertaining to the registration status of Dew Wealth, please contact the SEC or the state securities regulators for those states in which Dew Wealth maintains a notice filing. A copy of Dew Wealth’s current written disclosure statement discussing Dew Wealth’s business operations, services, and fees is available from Dew Wealth upon written request. Dew Wealth does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party and included herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Certain portions of this publication may contain a discussion of investment positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions and regulations, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no reader should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Dew Wealth or any of its advisory representatives, or from any other investment professional. Dew Wealth is neither a law firm nor an accounting firm, and no portion of this publication should be interpreted as legal, accounting or tax advice.

The stories, recollections, and events detailed in this publication may be fictional in nature and are for illustrative purposes only. In order to maintain anonymity, names, locations, and details may have been changed. The contents of this publications are not meant to be reflective of any particular individual’s experience and is not to be construed as an endorsement of Dew Wealth or any of its advisory representatives.

Please remember that past performance may not be indicative of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment, investment strategy, or product (including the investments and/or investment strategies recommended or undertaken by Dew Wealth or any of its advisory representatives, or any non-investment related content, made reference to directly or indirectly in this publication will be profitable, equal any corresponding indicated historical performance level(s), be suitable for your portfolio or individual situation, or prove successful. To the extent that a reader has any questions regarding the applicability of any specific issue discussed above to his/her individual situation, he/she is encouraged to consult with the professional advisor of his/her choosing.

This document (the “Document”) has been created by Dew Wealth Holdings (“Company”). The Document contains valuable intellectual property owned by the Company and is intended for the exclusive use of the intended recipient.

1. Confidentiality and Non-Disclosure: The recipient of this Document (the “Recipient”) acknowledges and agrees that the information contained in the Document is proprietary and confidential to the Company. The Recipient agrees to treat the Document as confidential and shall not disclose, reproduce, distribute, or otherwise share any part of the Document with any third party without the express written consent of the Company.

2. Ownership of Intellectual Property: All intellectual property rights, including but not limited to copyright, trademark, trade secret, and any other rights related to the content and information contained in the Document, shall remain the sole and exclusive property of the Company. The Recipient acknowledges that no license or right is granted to the Recipient with respect to the intellectual property contained in the Document.

3. Prohibited Actions: The Recipient agrees not to:
  • • Modify, reverse engineer, decompile, or create derivative works based on the Document.
  • • Remove, alter, or obscure any copyright, trademark, or proprietary notice contained in the Document.
  • • Circumvent any technological measures implemented by the Company to protect the Document.

4. Breach and Remedies: In the event of a breach of this clause, the Company shall be entitled to seek injunctive relief, damages, or any other legal remedies available to protect its rights.

5. Governing Law and Jurisdiction: This clause shall be governed by and construed in accordance with the laws of Arizona. Any disputes arising from or in connection with this clause shall be subject to the exclusive jurisdiction of the courts located in Arizona.

By accessing, using, or receiving the Document incorporating this disclosure, the Recipient acknowledges and agrees to be bound by the terms and conditions outlined in this clause.